• Conduct alerts investigation and escalate cases of suspicious activity
• Collect and document evidence on suspicious transactions
• Conduct statistical analysis on alerts generation / clearance
• Prepare Suspicious Transaction Reports
•  Provide regulatory updates to management and business stakeholders from time to time

• Perform individual and corporate clients AML risk regular review / assessments within preset timeline
• Conduct name screening through World Check One system
• Score and rate AML risk listed in assessment form
• Handle and review existing accounts with enhanced due diligence
• Liaise with relevant parties on documents requirements and solve potential issues
• Assist in ad hoc tasks assigned by supervisors

• Prepare test plan, test case and testing data
• Perform user acceptance test for system enhancement
• Prepare reports on test results and problems, monitoring and updating test processes.
• Handle other administrative duties 

• Conduct CDD of customer profile for onboarding Cross-Border Account Opening   
• Identify and verify KYC documents (FATCA & CRS) and customer statistic data.
• Review the AML name checking and Google Search result
• Engage with bank Mainland branches to provide incomplete CDD information and documentation within service level.
• Perform variety of back office support functions, such as customer     account maintenance, document filing and etc
• Provide support for miscellaneous system and regulatory projects, User A

•  Handle and resolve clients' verbal and written complaints from different channels
• Conduct thorough investigation, ensure all complaints are handled professionally and settled within internal & external service standards
• Ensure complaints are strictly adhered to the bank’s Complaint Handling Policy, related policies of regulatory bodies and Compliance & Control policies
• Identify & highlight high impact areas from the complaint analysis & liaise with the concerned parties to drive for improvement

• Handle the documentation of onboarding new corporate customer and data maintenance of existing customer in compliance with the related procedures and service standard
• Ensure all account opening and maintenance cases are handled in compliance with regulatory requirements and internal procedures/guidelines
• Maintain the client information with accuracy and up to date
• Process enterprise online banking applications and system maintenance 

• Process transactions for corporate customers and ensure all transactions can be completed before internal and external deadlines (such as HKICL, and other market defined deadlines). Transaction nature range from general banking transactions to Treasury and Investment Products.
•   Perform time deposits, inward and outward cheques clearing, and standing orders for corporate customers,
•  Establish and settle Currency Linked Premium Deposits, Interest Rate Swap, NDF transactions and Structure Deposits for customers
• Liaise and resolve operational issues timely with Relationship Managers and related parties (including business and Legal and Compliance areas)
• Support ad hoc tasks

• Provide financial and management reporting, budgeting and forecasting, financial and business analysis to the Finance Office
• Conduct month-end closing procedures including the preparation and review of full sets of financial statements and related accounting records
• Ensuring the integrity and accuracy of all financial transactions
• Annual statutory financial audit preparation 
• Assist in strengthening financial and management reporting systems, internal controls, policies, and procedures
• Manage cash management and investment accounting
• Any ad hoc duties as assigned

·      Work closely with the Head of sales in the development and implementation of the institutional sales strategy to ensure that it is in line with sales plan.

·      Deepen reach of certain segments that include insurance, pensions and institutions in Hong Kong and Macau and grow AUM

·      Expand and enhance existing relationships. Understanding each client’s unique demands and assist in client’s queries in a timely and professional manner.

·      Proactively develop and establish new relationships with prospect, initiating discussions with prospect clients

• Handle premium collection (including cash, card and cheque payment, direct bank in...)
• Perform verification and AML review (such as large payment transactions)
• Communicate and follow up with agency in a timely manner to obtain relevant/ additional documents for review purpose

• Oversee the entire onboarding process for new clients, actively follow up with both bank Mainland branches and internal stakeholders
• Liaise with front office/ bank Mainland branches, responsible for client account opening as a maker
• Conduct initial KYC reviews, screening existing and new clients for negative news and sanctions
• Perform variety of back office support functions, such as customer     account maintenance, document filing and etc.
• Provide support for miscellaneous system and regulatory projects, User Acceptance Testing and other related tasks associated with onboarding serv

·      Co-work with Relationship Manager (RM) to identify the needs of customers, products, and financial services industries in-depth understanding of the industry and its customers in the framework of a given risk.

·      Monitor and analyze customer data about projected financial data from the financial statements.

·      Prepare/review a credit proposal of large sized corporates in a timely manner based on stipulated guidelines and policies.

Banking / Finance > Credit Analysis / Approval